67.48 -4.68 (-6.49%)

New 52W High in past week

1.3M XNAS Volume

XNAS 04 Apr, 2025 5:30 PM (EDT)



Insider Trading disclosures for Soleno Therapeutics Inc

The latest disclosure was made by Patricia C. Hirano in Soleno Therapeutics Inc where a trade of 3,782 Common Stock done at an average price of $70.1 was reported to US exchanges on April 1, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 70.11 per share. 01 Apr 2025 3,782 27,036 (0%) 0% 70.1 265,156 Common Stock
Matthew Pauls Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.60 per share. 28 Mar 2025 5,937 12,437 (0%) 0% 4.6 27,310 Common Stock
Matthew Pauls Director Sale of securities on an exchange or to another person at price $ 71.55 per share. 28 Mar 2025 5,937 6,500 (0%) 0% 71.6 424,797 Common Stock
Matthew Pauls Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 5,937 9,063 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.41 per share. 27 Mar 2025 15,000 155,176 (0%) 0% 2.4 36,150 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.25 per share. 27 Mar 2025 20,000 175,176 (0%) 0% 5.3 105,000 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 69.07 per share. 27 Mar 2025 25,799 149,377 (0%) 0% 69.1 1,782,022 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 70.03 per share. 27 Mar 2025 36,157 113,220 (0%) 0% 70.0 2,531,919 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 70.80 per share. 27 Mar 2025 8,044 105,176 (0%) 0% 70.8 569,494 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 20,000 0 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 10,000 3,000 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 5,000 0 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 15,000 15,000 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 30.75 per share. 27 Mar 2025 20,000 125,176 (0%) 0% 30.8 615,000 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 20,000 67,251 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.10 per share. 27 Mar 2025 10,000 135,176 (0%) 0% 5.1 51,000 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.60 per share. 27 Mar 2025 5,000 140,176 (0%) 0% 2.6 12,975 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 1,669 124,129 (0%) 0% 66.0 110,102 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 2,717 121,412 (0%) 0% 66.8 181,473 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 4,940 116,472 (0%) 0% 67.7 334,441 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 6,498 109,974 (0%) 0% 68.8 446,985 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 3,762 106,212 (0%) 0% 69.8 262,727 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 70.73 per share. 27 Mar 2025 387 105,825 (0%) 0% 70.7 27,374 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 563 105,262 (0%) 0% 71.7 40,391 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 72.64 per share. 27 Mar 2025 86 105,176 (0%) 0% 72.6 6,247 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 281,053 200,753 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 62,291 52,709 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 32,193 8,473 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 105,000 35,000 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 16,666 0 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 26,606 60 - - Employee stock option (right to buy)
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 69.30 per share. 27 Mar 2025 199,226 577,076 (1%) 0% 69.3 13,805,904 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 67.37 per share. 27 Mar 2025 8,423 776,302 (1%) 0% 67.4 567,458 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 66.33 per share. 27 Mar 2025 209,689 784,725 (1%) 0% 66.3 13,908,797 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 65.81 per share. 27 Mar 2025 106,471 994,414 (2%) 0% 65.8 7,007,059 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.25 per share. 27 Mar 2025 281,053 1,100,885 (2%) 0% 5.2 1,475,528 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.41 per share. 27 Mar 2025 62,291 819,832 (1%) 0% 2.4 150,121 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.10 per share. 27 Mar 2025 32,193 757,541 (1%) 0% 5.1 164,184 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 14,183 738,179 (1%) 0% 66.0 935,640 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 33.60 per share. 27 Mar 2025 105,000 725,348 (1%) 0% 33.6 3,528,000 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.05 per share. 27 Mar 2025 16,666 620,348 (1%) 0% 25.0 417,483 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.00 per share. 27 Mar 2025 26,606 603,682 (1%) 0% 24 638,544 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 72.64 per share. 27 Mar 2025 732 577,076 (1%) 0% 72.6 53,172 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 4,782 577,808 (1%) 0% 71.7 343,076 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 70.73 per share. 27 Mar 2025 3,291 582,590 (1%) 0% 70.7 232,786 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 31,980 585,881 (1%) 0% 69.8 2,233,390 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 55,234 617,861 (1%) 0% 68.8 3,799,442 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 41,989 673,095 (1%) 0% 67.7 2,842,685 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 23,095 715,084 (1%) 0% 66.8 1,542,552 Common Stock
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 4,888 2,445 - - Employee stock option (right to buy)
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 1,769 81,236 (0%) 0% 66.0 116,699 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 2,881 78,355 (0%) 0% 66.8 192,427 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 5,239 73,116 (0%) 0% 67.7 354,684 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 6,891 66,225 (0%) 0% 68.8 474,019 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 3,990 62,235 (0%) 0% 69.8 278,650 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 70.73 per share. 27 Mar 2025 411 61,824 (0%) 0% 70.7 29,072 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 597 61,227 (0%) 0% 71.7 42,831 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 72.64 per share. 27 Mar 2025 91 61,136 (0%) 0% 72.6 6,610 Common Stock
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.10 per share. 27 Mar 2025 4,888 66,024 (0%) 0% 5.1 24,929 Common Stock
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.41 per share. 27 Mar 2025 3,750 69,774 (0%) 0% 2.4 9,038 Common Stock
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.25 per share. 27 Mar 2025 32,000 101,774 (0%) 0% 5.3 168,000 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 66.00 per share. 27 Mar 2025 50,156 51,618 (0%) 0% 66.0 3,310,080 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 66.95 per share. 27 Mar 2025 23,475 28,143 (0%) 0% 67.0 1,571,717 Common Stock
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 3,750 11,667 - - Employee stock option (right to buy)
Kristen Yen SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 32,000 55,392 - - Employee stock option (right to buy)
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 668 52,932 (0%) 0% 66.0 44,067 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 1,087 51,845 (0%) 0% 66.8 72,602 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 1,976 49,869 (0%) 0% 67.7 133,777 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 2,599 47,270 (0%) 0% 68.8 178,780 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 1,505 45,765 (0%) 0% 69.8 105,105 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 70.74 per share. 27 Mar 2025 155 45,610 (0%) 0% 70.7 10,964 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 225 45,385 (0%) 0% 71.7 16,142 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 72.65 per share. 27 Mar 2025 34 45,351 (0%) 0% 72.6 2,470 Common Stock
Meredith S. Manning Chief Commercial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 46.31 per share. 27 Mar 2025 37,000 82,351 (0%) 0% 46.3 1,713,470 Common Stock
Meredith S. Manning Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 67.04 per share. 27 Mar 2025 37,000 45,351 (0%) 0% 67.0 2,480,436 Common Stock
Meredith S. Manning Chief Commercial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 37,000 91,000 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 2,691 18,842 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 1,418 110,884 (0%) 0% 66.0 93,544 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 2,310 108,574 (0%) 0% 66.8 154,289 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 4,199 104,375 (0%) 0% 67.7 284,275 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 5,524 98,851 (0%) 0% 68.8 379,985 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 3,198 95,653 (0%) 0% 69.8 223,339 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 70.74 per share. 27 Mar 2025 329 95,324 (0%) 0% 70.7 23,272 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 478 94,846 (0%) 0% 71.7 34,293 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 72.64 per share. 27 Mar 2025 73 94,773 (0%) 0% 72.6 5,303 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.00 per share. 27 Mar 2025 6,000 100,773 (0%) 0% 24 144,000 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.05 per share. 27 Mar 2025 4,400 105,173 (0%) 0% 25.1 110,220 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.10 per share. 27 Mar 2025 4,888 110,061 (0%) 0% 5.1 24,929 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.59 per share. 27 Mar 2025 13,333 123,394 (0%) 0% 2.6 34,599 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.41 per share. 27 Mar 2025 8,333 131,727 (0%) 0% 2.4 20,083 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.25 per share. 27 Mar 2025 35,186 166,913 (0%) 0% 5.3 184,727 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 66.39 per share. 27 Mar 2025 46,214 120,699 (0%) 0% 66.4 3,068,147 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 67.47 per share. 27 Mar 2025 24,776 95,923 (0%) 0% 67.5 1,671,629 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 70.18 per share. 27 Mar 2025 24,989 70,934 (0%) 0% 70.2 1,753,628 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 72.50 per share. 27 Mar 2025 15,145 55,789 (0%) 0% 72.5 1,098,013 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 33.60 per share. 27 Mar 2025 2,691 58,480 (0%) 0% 33.6 90,418 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 67.46 per share. 27 Mar 2025 3,394 55,086 (0%) 0% 67.5 228,946 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 68.92 per share. 27 Mar 2025 12,324 42,762 (0%) 0% 68.9 849,386 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 69.52 per share. 27 Mar 2025 9,253 33,509 (0%) 0% 69.5 643,246 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 73.60 per share. 27 Mar 2025 2,691 30,818 (0%) 0% 73.6 198,058 Common Stock
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 6,000 0 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 4,400 0 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 4,888 2,445 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 13,333 0 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 8,333 11,667 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 35,186 49,262 - - Employee stock option (right to buy)
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 65.97 per share. 27 Mar 2025 371 41,029 (0%) 0% 66.0 24,475 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 70.73 per share. 27 Mar 2025 86 36,961 (0%) 0% 70.7 6,083 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 71.74 per share. 27 Mar 2025 125 36,836 (0%) 0% 71.7 8,968 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 72.63 per share. 27 Mar 2025 19 36,817 (0%) 0% 72.6 1,380 Common Stock
Michael Huang Sr. VP of Clinical Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 21.93 per share. 27 Mar 2025 10,000 46,817 (0%) 0% 21.9 219,300 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 70.03 per share. 27 Mar 2025 10,000 36,817 (0%) 0% 70.0 700,330 Common Stock
Michael Huang Sr. VP of Clinical Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2025 10,000 110,000 - - Employee stock option (right to buy)
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 66.79 per share. 27 Mar 2025 604 40,425 (0%) 0% 66.8 40,342 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 67.70 per share. 27 Mar 2025 1,098 39,327 (0%) 0% 67.7 74,335 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 68.79 per share. 27 Mar 2025 1,444 37,883 (0%) 0% 68.8 99,330 Common Stock
Michael Huang Sr. VP of Clinical Development Sale of securities on an exchange or to another person at price $ 69.84 per share. 27 Mar 2025 836 37,047 (0%) 0% 69.8 58,384 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 31,000 31,000 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 14,500 125,798 (0%) 0% 0 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 53,900 752,362 (1%) 0% 0 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 115,600 115,600 - - Employee stock option (right to buy)
Kristen Yen SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 13,800 13,800 - - Employee stock option (right to buy)
Kristen Yen SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 6,400 83,005 (0%) 0% 0 Common Stock
Meredith S. Manning Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 29,200 29,200 - - Employee stock option (right to buy)
Meredith S. Manning Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 13,600 53,600 (0%) 0% 0 Common Stock
Patricia C. Hirano SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 13,800 13,800 - - Employee stock option (right to buy)
Patricia C. Hirano SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 6,400 112,302 (0%) 0% 0 Common Stock
Michael Huang Sr. VP of Clinical Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 6,400 41,400 (0%) 0% 0 Common Stock
Michael Huang Sr. VP of Clinical Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 13,800 13,800 - - Employee stock option (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 45.37 per share. 02 Jan 2025 3,762 115,410 (0%) 0% 45.4 170,665 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 46.18 per share. 02 Jan 2025 3,791 111,298 (0%) 0% 46.2 175,055 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 45.92 per share. 02 Jan 2025 321 115,089 (0%) 0% 45.9 14,740 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 45.37 per share. 02 Jan 2025 10,077 709,476 (1%) 0% 45.4 457,149 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 45.92 per share. 02 Jan 2025 860 708,616 (1%) 0% 45.9 39,491 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 46.18 per share. 02 Jan 2025 10,154 698,462 (1%) 0% 46.2 468,875 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.37 per share. 02 Jan 2025 2,322 79,143 (0%) 0% 45.4 105,339 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.92 per share. 02 Jan 2025 198 78,945 (0%) 0% 45.9 9,092 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 46.18 per share. 02 Jan 2025 2,340 76,605 (0%) 0% 46.2 108,053 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.37 per share. 02 Jan 2025 1,447 107,485 (0%) 0% 45.4 65,644 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 46.18 per share. 02 Jan 2025 1,459 105,902 (0%) 0% 46.2 67,371 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.92 per share. 02 Jan 2025 124 107,361 (0%) 0% 45.9 5,694 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 49.34 per share. 01 Oct 2024 7,248 120,001 (0%) 0% 49.3 357,586 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 50.25 per share. 01 Oct 2024 829 119,172 (0%) 0% 50.2 41,656 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 50.25 per share. 01 Oct 2024 2,220 719,553 (1%) 0% 50.2 111,550 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 49.34 per share. 01 Oct 2024 19,413 721,773 (1%) 0% 49.3 957,756 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 50.25 per share. 01 Oct 2024 319 81,465 (0%) 0% 50.2 16,029 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 49.34 per share. 01 Oct 2024 2,789 81,784 (0%) 0% 49.3 137,598 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 50.25 per share. 01 Oct 2024 319 108,932 (0%) 0% 50.2 16,029 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 49.34 per share. 01 Oct 2024 2,789 109,251 (0%) 0% 49.3 137,598 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 47.83 per share. 28 Aug 2024 1,275 127,249 (0%) 0% 47.8 60,987 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 47.19 per share. 28 Aug 2024 3,561 137,219 (0%) 0% 47.2 168,053 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 48.03 per share. 28 Aug 2024 3,100 134,119 (0%) 0% 48.0 148,885 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 47.16 per share. 28 Aug 2024 5,595 128,524 (0%) 0% 47.2 263,858 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 47.19 per share. 28 Aug 2024 30,262 825,928 (1%) 0% 47.2 1,428,142 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 47.83 per share. 28 Aug 2024 10,840 741,186 (1%) 0% 47.8 518,509 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 47.16 per share. 28 Aug 2024 47,551 752,026 (1%) 0% 47.2 2,242,486 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 48.03 per share. 28 Aug 2024 26,351 799,577 (1%) 0% 48.0 1,265,570 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.83 per share. 28 Aug 2024 1,009 84,573 (0%) 0% 47.8 48,263 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.19 per share. 28 Aug 2024 2,817 92,461 (0%) 0% 47.2 132,942 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 48.03 per share. 28 Aug 2024 2,453 90,008 (0%) 0% 48.0 117,811 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.16 per share. 28 Aug 2024 4,426 85,582 (0%) 0% 47.2 208,728 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.19 per share. 28 Aug 2024 2,817 119,928 (0%) 0% 47.2 132,942 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.83 per share. 28 Aug 2024 1,009 112,040 (0%) 0% 47.8 48,263 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 47.16 per share. 28 Aug 2024 4,426 113,049 (0%) 0% 47.2 208,728 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 48.03 per share. 28 Aug 2024 2,453 117,475 (0%) 0% 48.0 117,811 Common Stock
Dawn Carter Bir Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2024 13,000 13,000 (0%) 0% 0 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 45.89 per share. 05 Aug 2024 4,636 140,780 (0%) 0% 45.9 212,746 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 45.48 per share. 05 Aug 2024 3,858 151,905 (0%) 0% 45.5 175,449 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 46.14 per share. 05 Aug 2024 2,991 148,914 (0%) 0% 46.1 138,016 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 43.64 per share. 05 Aug 2024 799 148,115 (0%) 0% 43.6 34,868 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 45.25 per share. 05 Aug 2024 2,699 145,416 (0%) 0% 45.2 122,122 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 46.14 per share. 05 Aug 2024 25,424 925,321 (2%) 0% 46.1 1,173,163 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 45.89 per share. 05 Aug 2024 39,405 856,190 (1%) 0% 45.9 1,808,295 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 45.25 per share. 05 Aug 2024 22,937 895,595 (2%) 0% 45.2 1,037,833 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 43.64 per share. 05 Aug 2024 6,789 918,532 (2%) 0% 43.6 296,270 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 45.48 per share. 05 Aug 2024 32,789 950,745 (2%) 0% 45.5 1,491,136 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.89 per share. 05 Aug 2024 3,396 95,278 (0%) 0% 45.9 155,842 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.48 per share. 05 Aug 2024 2,826 103,426 (0%) 0% 45.5 128,517 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 46.14 per share. 05 Aug 2024 2,191 101,235 (0%) 0% 46.1 101,101 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 43.64 per share. 05 Aug 2024 585 100,650 (0%) 0% 43.6 25,529 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.25 per share. 05 Aug 2024 1,976 98,674 (0%) 0% 45.2 89,408 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.89 per share. 05 Aug 2024 3,407 122,745 (0%) 0% 45.9 156,347 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.25 per share. 05 Aug 2024 1,983 126,152 (0%) 0% 45.2 89,725 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 43.64 per share. 05 Aug 2024 587 128,135 (0%) 0% 43.6 25,617 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 46.14 per share. 05 Aug 2024 2,198 128,722 (0%) 0% 46.1 101,424 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 45.48 per share. 05 Aug 2024 2,834 130,920 (0%) 0% 45.5 128,881 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 100,000 155,763 (0%) 0% 0 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 850,000 983,534 (2%) 1% 0 Common Stock
Kristen Yen SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 85,000 106,252 (0%) 0% 0 Common Stock
Meredith S. Manning Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 40,000 40,000 (0%) 0% 0 Common Stock
Patricia C. Hirano SEE REMARKS Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 85,000 133,754 (0%) 0% 0 Common Stock
Michael Huang Sr. VP of Clinical Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2024 35,000 35,000 (0%) 0% 0 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 41.22 per share. 01 Jul 2024 1,568 61,385 (0%) 0% 41.2 64,636 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 41.63 per share. 01 Jul 2024 5,622 55,763 (0%) 0% 41.6 234,018 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 41.63 per share. 01 Jul 2024 15,058 133,534 (0%) 0% 41.6 626,795 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 41.22 per share. 01 Jul 2024 4,198 148,592 (0%) 0% 41.2 173,049 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.63 per share. 01 Jul 2024 1,697 21,252 (0%) 0% 41.6 70,638 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.22 per share. 01 Jul 2024 473 22,949 (0%) 0% 41.2 19,498 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.63 per share. 01 Jul 2024 1,697 48,754 (0%) 0% 41.6 70,638 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.22 per share. 01 Jul 2024 473 50,451 (0%) 0% 41.2 19,498 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 6,500 15,401 (0%) 0% 0 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 6,500 193,066 (0%) 0% 0 Common Stock
Matthew Pauls Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 6,500 6,500 (0%) 0% 0 Common Stock
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 6,500 6,500 (0%) 0% 0 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 6,500 13,545 (0%) 0% 0 Common Stock
Ernest Mario Director 21 May 2024 62,000 186,566 (0%) 0% 4.5 279,000 Common Stock
Ernest Mario Director 21 May 2024 62,000 0 - - Warrant (right to buy)
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 41.67 per share. 01 Apr 2024 2,071 62,953 (0%) 0% 41.7 86,293 Common Stock
James H. Mackaness CHIEF FINANCIAL OFFICER Sale of securities on an exchange or to another person at price $ 41.12 per share. 01 Apr 2024 3,104 65,024 (0%) 0% 41.1 127,645 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 41.12 per share. 01 Apr 2024 11,383 160,387 (0%) 0% 41.1 468,100 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 41.67 per share. 01 Apr 2024 7,597 152,790 (0%) 0% 41.7 316,545 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.67 per share. 01 Apr 2024 888 23,422 (0%) 0% 41.7 37,000 Common Stock
Kristen Yen SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.12 per share. 01 Apr 2024 1,330 24,310 (0%) 0% 41.1 54,693 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.67 per share. 01 Apr 2024 888 50,924 (0%) 0% 41.7 37,000 Common Stock
Patricia C. Hirano SEE REMARKS Sale of securities on an exchange or to another person at price $ 41.12 per share. 01 Apr 2024 1,330 41,812 (0%) 0% 41.1 54,693 Common Stock
Anish Bhatnagar Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 48.30 per share. 25 Jan 2024 2,527 171,770 (0%) 0% 48.3 122,054 Common Stock
Hirano Patricia C. SEE REMARKS Sale of securities on an exchange or to another person at price $ 48.30 per share. 25 Jan 2024 832 43,142 (0%) 0% 48.3 40,186 Common Stock
Yen Kristen SEE REMARKS Sale of securities on an exchange or to another person at price $ 48.30 per share. 25 Jan 2024 397 25,640 (0%) 0% 48.3 19,175 Common Stock
Mario Ernest Director Gift of securities by or to the insider at price $ 0.00 per share. 08 Jan 2024 3,523 124,566 (0%) 0% 0 Common Stock
Yen Kristen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 16,000 16,000 - - Employee stock option (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 100,000 100,000 - - Employee stock option (right to buy)
Yen Kristen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 24,000 26,037 (0%) 0% 0 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 150,000 174,297 (0%) 0% 0 Common Stock
H. James Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 37,000 37,000 - - Employee stock option (right to buy)
C. Hirano Patricia See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 16,000 16,000 - - Employee stock option (right to buy)
Hirano Patricia C. See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 24,000 43,974 (0%) 0% 0 Common Stock
H. Mackaness James Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 56,000 68,128 (0%) 0% 0 Common Stock
Patricia C. Hirano See Remarks Sale of securities on an exchange or to another person at price $ 36.49 per share. 13 Dec 2023 1,359 19,974 (0%) 0% 36.5 49,584 Common Stock
Hirano C. Patricia See Remarks Sale of securities on an exchange or to another person at price $ 38.79 per share. 13 Dec 2023 4,885 21,333 (0%) 0% 38.8 189,513 Common Stock
Kristen Yen See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2023 4,583 15,417 - - Employee stock option (right to buy)
Yen Kristen See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.59 per share. 12 Dec 2023 13,333 15,370 (0%) 0% 2.6 34,599 Common Stock
Kristen Yen See Remarks Sale of securities on an exchange or to another person at price $ 37.76 per share. 12 Dec 2023 17,916 2,037 (0%) 0% 37.8 676,557 Common Stock
Kristen Yen See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2023 13,333 0 - - Employee stock option (right to buy)
Kristen Yen See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.41 per share. 12 Dec 2023 4,583 19,953 (0%) 0% 2.4 11,045 Common Stock
Kristen Yen See Remarks Sale of securities on an exchange or to another person at price $ 37.02 per share. 12 Dec 2023 16,284 2,037 (0%) 0% 37.0 602,907 Common Stock
Yen Kristen See Remarks Sale of securities on an exchange or to another person at price $ 36.64 per share. 12 Dec 2023 3,629 18,321 (0%) 0% 36.6 132,967 Common Stock
James H. Mackaness Chief Financial Officer Sale of securities on an exchange or to another person at price $ 36.16 per share. 11 Dec 2023 12,381 25,977 (0%) 0% 36.2 447,656 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 37.01 per share. 11 Dec 2023 6,931 24,297 (0%) 0% 37.0 256,495 Common Stock
Mackaness H. James Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2023 15,000 5,000 - - Employee stock option (right to buy)
Mackaness H. James Chief Financial Officer Sale of securities on an exchange or to another person at price $ 35.49 per share. 11 Dec 2023 6,252 38,358 (0%) 0% 35.5 221,866 Common Stock
H. James Mackaness Chief Financial Officer Sale of securities on an exchange or to another person at price $ 37.06 per share. 11 Dec 2023 13,849 12,128 (0%) 0% 37.1 513,306 Common Stock
Bhatnagar Anish Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 35.26 per share. 11 Dec 2023 51,205 66,500 (0%) 0% 35.3 1,805,478 Common Stock
Mackaness James H. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.60 per share. 11 Dec 2023 15,000 44,610 (0%) 0% 2.6 38,925 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 36.00 per share. 11 Dec 2023 35,272 31,228 (0%) 0% 36.0 1,269,729 Common Stock
Ernest Mario Director Gift of securities by or to the insider at price $ 0.00 per share. 30 Nov 2023 8,700 128,089 (0%) 0% 0 Common Stock
C. Hirano Patricia See Remarks Sale of securities on an exchange or to another person at price $ 28.65 per share. 30 Nov 2023 3,823 26,218 (0%) 0% 28.7 109,536 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 28.65 per share. 30 Nov 2023 27,716 108,062 (0%) 0% 28.7 794,116 Common Stock
James H. Mackaness Chief Financial Officer Sale of securities on an exchange or to another person at price $ 28.65 per share. 30 Nov 2023 4,186 21,303 (0%) 0% 28.7 119,937 Common Stock
Yen Kristen See Remarks Sale of securities on an exchange or to another person at price $ 28.65 per share. 30 Nov 2023 3,963 21,950 (0%) 0% 28.7 113,547 Common Stock
Bhatnagar Anish Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Oct 2023 3,500 0 - - Warrants (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Oct 2023 4,000 0 - - Warrants (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.50 per share. 20 Oct 2023 4,000 193,283 (0%) 0% 4.5 18,000 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Oct 2023 2,143 0 - - Warrants (right to buy)
Bhatnagar Anish Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.75 per share. 20 Oct 2023 2,143 195,426 (0%) 0% 1.7 3,750 Common Stock
Anish Bhatnagar Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.50 per share. 20 Oct 2023 3,500 198,926 (0%) 0% 2.5 8,750 Common Stock
James Mackaness H. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.50 per share. 02 Oct 2023 2,666 36,236 (0%) 0% 4.5 11,997 Common Stock
Mackaness James H. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Oct 2023 2,143 0 - - Warrants (right to buy)
H. James Mackaness Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Oct 2023 3,500 0 - - Warrants (right to buy)
Mackaness James H. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.50 per share. 02 Oct 2023 3,500 41,879 (0%) 0% 2.5 8,750 Common Stock
James Mackaness H. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Oct 2023 2,666 0 - - Warrants (right to buy)
James H. Mackaness Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.75 per share. 02 Oct 2023 2,143 38,379 (0%) 0% 1.7 3,750 Common Stock
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 29,084 33,570 (0%) 0% 0 Common Stock
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 87,251 87,251 - - Employee stock option (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 481,806 481,806 - - Employee stock option (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 160,602 189,283 (0%) 0% 0 Common Stock
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 87,392 87,392 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 29,131 33,563 (0%) 0% 0 Common Stock
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 28,149 37,422 (0%) 0% 0 Common Stock
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 84,448 84,448 - - Employee stock option (right to buy)
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 2,666 2,666 - - Stock option (right to buy)
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 10,000 10,000 - - Stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 10,000 10,000 - - Stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 2,666 2,666 - - Stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 2,666 2,666 - - Stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 10,000 10,000 - - Stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 10,000 10,000 - - Stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 2,666 2,666 - - Stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 10,000 10,000 - - Stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2023 2,666 2,666 - - Stock option (right to buy)
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2023 2,143 2,143 - - Warrants (right to buy)
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2023 3,500 3,500 - - Warrants (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2023 2,143 2,143 - - Warrants (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2023 3,500 3,500 - - Warrants (right to buy)
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2023 30,000 30,000 - - Employee stock option (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2023 115,000 115,000 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2023 20,000 20,000 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2023 20,000 20,000 - - Employee stock option (right to buy)
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.91 per share. 09 Dec 2022 10,000 36,595 (0%) 0% 0.9 9,100 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.93 per share. 13 Oct 2022 10,000 46,595 (0%) 0% 0.9 9,300 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.96 per share. 13 Oct 2022 10,000 56,595 (0%) 0% 1.0 9,600 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 66,595 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.97 per share. 13 Oct 2022 10,000 76,595 (0%) 0% 1.0 9,700 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.00 per share. 13 Oct 2022 10,000 86,595 (0%) 0% 1 10,000 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.03 per share. 13 Oct 2022 10,000 96,595 (0%) 0% 1.0 10,300 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 106,595 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.01 per share. 13 Oct 2022 10,000 116,595 (0%) 0% 1.0 10,100 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.05 per share. 13 Oct 2022 10,000 126,595 (0%) 0% 1.1 10,500 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.11 per share. 13 Oct 2022 10,400 146,595 (0%) 0% 1.1 11,544 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.07 per share. 13 Oct 2022 10,000 156,995 (0%) 0% 1.1 10,700 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.13 per share. 13 Oct 2022 14,531 166,995 (0%) 0% 1.1 16,420 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.15 per share. 13 Oct 2022 28,474 181,526 (0%) 0% 1.1 32,745 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.15 per share. 13 Oct 2022 11,442 210,000 (0%) 0% 1.1 13,158 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.26 per share. 13 Oct 2022 116,882 221,442 (0%) 0% 1.3 147,271 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.09 per share. 13 Oct 2022 10,000 338,324 (0%) 0% 1.1 10,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.07 per share. 13 Oct 2022 10,000 348,324 (0%) 0% 1.1 10,700 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.94 per share. 13 Oct 2022 10,000 358,324 (0%) 0% 0.9 9,400 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 368,324 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 378,324 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 388,324 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.01 per share. 13 Oct 2022 10,000 398,324 (0%) 0% 1.0 10,100 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.97 per share. 13 Oct 2022 10,000 408,324 (0%) 0% 1.0 9,700 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.99 per share. 13 Oct 2022 10,000 418,324 (0%) 0% 1.0 9,900 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.00 per share. 13 Oct 2022 10,000 428,324 (0%) 0% 1 10,000 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.08 per share. 13 Oct 2022 10,000 438,324 (0%) 0% 1.1 10,800 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.16 per share. 13 Oct 2022 9,100 448,324 (1%) 0% 1.2 10,556 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.26 per share. 13 Oct 2022 8,842 457,424 (1%) 0% 1.3 11,141 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.52 per share. 13 Oct 2022 400 466,266 (1%) 0% 1.5 608 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 1.07 per share. 13 Oct 2022 10,000 136,595 (0%) 0% 1.1 10,700 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.50 per share. 02 Aug 2022 10,888 497,741 (1%) 0% 2.5 27,231 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.42 per share. 02 Aug 2022 8,394 489,347 (1%) 0% 2.4 20,345 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.41 per share. 02 Aug 2022 22,681 466,666 (1%) 0% 2.4 54,675 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.90 per share. 02 Aug 2022 5,212 532,082 (1%) 0% 2.9 15,105 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.55 per share. 02 Aug 2022 353 646,836 (1%) 0% 2.6 901 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.54 per share. 02 Aug 2022 2,520 644,316 (1%) 0% 2.5 6,389 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.46 per share. 02 Aug 2022 5,103 639,213 (1%) 0% 2.5 12,551 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.52 per share. 02 Aug 2022 6,696 632,517 (1%) 0% 2.5 16,894 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.64 per share. 02 Aug 2022 6,824 625,693 (1%) 0% 2.6 18,014 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.65 per share. 02 Aug 2022 8,006 617,687 (1%) 0% 2.6 21,184 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.72 per share. 02 Aug 2022 2,675 615,012 (1%) 0% 2.7 7,264 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.65 per share. 02 Aug 2022 16,667 598,345 (1%) 0% 2.7 44,238 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.93 per share. 02 Aug 2022 53,333 545,012 (1%) 0% 2.9 156,378 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.88 per share. 02 Aug 2022 7,718 537,294 (1%) 0% 2.9 22,245 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.80 per share. 02 Aug 2022 10,833 521,249 (1%) 0% 2.8 30,372 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.73 per share. 02 Aug 2022 7,876 513,373 (1%) 0% 2.7 21,493 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.68 per share. 02 Aug 2022 4,571 508,802 (1%) 0% 2.7 12,231 Common Stock
Jack W. Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 2.62 per share. 02 Aug 2022 173 508,629 (1%) 0% 2.6 454 Common Stock
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2022 300,000 300,000 - - Employee stock option (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2022 1,100,000 1,100,000 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2022 200,000 200,000 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2022 200,000 200,000 - - Employee stock option (right to buy)
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2022 2,666 2,666 - - Stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2022 2,666 2,666 - - Stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2022 2,666 2,666 - - Stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2022 2,666 2,666 - - Stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2022 2,666 2,666 - - Stock option (right to buy)
Ernest Mario Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 930,000 930,000 - - Warrant (right to buy)
Ernest Mario Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 930,000 930,000 (2%) 2% - Common Stock
Ernest Mario Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 930,000 2,363,135 (5%) 2% - Common Stock
Ernest Mario Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 930,000 930,000 - - Warrant (right to buy)
James H. Mackaness Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 40,000 67,295 (0%) 0% - Common Stock
James H. Mackaness Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 40,000 40,000 - - Warrant (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 60,000 60,000 - - Warrant (right to buy)
Anish Bhatnagar Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 60,000 430,227 (0%) 0% - Common Stock
Patricia C. Hirano See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 20,000 139,104 (0%) 0% - Common Stock
Patricia C. Hirano See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2022 20,000 20,000 - - Warrant (right to buy)
Andrew Sinclair Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Mar 2022 7,720,000 7,720,000 - - Warrant (right to buy)
Andrew Sinclair Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Mar 2022 7,720,000 18,022,602 (40%) 17% - Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2022 42,254 146,870 (0%) 0% 0 Common Stock
William G. Harris Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.36 per share. 31 Jan 2022 13,352 133,518 (0%) 0% 0.4 4,740 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.36 per share. 31 Jan 2022 56,338 1,433,135 (3%) 0% 0.4 20,000 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.36 per share. 31 Jan 2022 35,915 105,678 (0%) 0% 0.4 12,750 Common Stock
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 195,000 195,000 - - Employee stock option (right to buy)
Anish Bhatnagar Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 610,000 610,000 - - Employee stock option (right to buy)
Kristen Yen Vice President, Clinical Opera Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 110,000 110,000 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 110,000 110,000 - - Employee stock option (right to buy)
Anish Bhatnagar Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.37 per share. 21 Jan 2022 39,033 370,227 (0%) 0% 0.4 14,559 Common Stock
William G. Harris Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.74 per share. 29 Oct 2021 6,373 104,616 (0%) 0% 0.7 4,740 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2021 20,167 110,989 (0%) 0% 0 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2021 26,888 1,376,797 (3%) 0% 0 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2021 17,141 69,763 (0%) 0% 0 Common Stock
James H. Mackaness Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.89 per share. 13 Sep 2021 11,235 27,295 (0%) 0% 0.9 9,981 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2021 16,484 96,032 (0%) 0% 0 Common Stock
William G. Harris Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.91 per share. 30 Jul 2021 5,210 90,822 (0%) 0% 0.9 4,741 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.91 per share. 30 Jul 2021 21,978 1,349,909 (3%) 0% 0.9 20,000 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.91 per share. 30 Jul 2021 14,010 52,622 (0%) 0% 0.9 12,749 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 31,862 31,862 - - Employee stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 31,862 31,862 - - Employee stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 31,862 31,862 - - Employee stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 31,862 31,862 - - Employee stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 31,862 31,862 - - Employee stock option (right to buy)
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2021 12,397 83,466 (0%) 0% 0 Common Stock
William G. Harris Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.21 per share. 30 Apr 2021 3,918 79,548 (0%) 0% 1.2 4,741 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 1.21 per share. 30 Apr 2021 16,529 1,176,416 (2%) 0% 1.2 20,000 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 1.21 per share. 30 Apr 2021 10,537 38,612 (0%) 0% 1.2 12,750 Common Stock
William G. Harris Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.96 per share. 29 Jan 2021 2,217 71,069 (0%) 0% 2.0 4,345 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 7,015 73,286 (0%) 0% 0 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 8,928 1,157,804 (2%) 0% 0 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 5,867 28,075 (0%) 0% 0 Common Stock
Anish Bhatnagar Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 23 Jan 2021 36,318 409,260 (0%) 0% 2.1 76,631 Common Stock
Kristen Yen See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 23 Jan 2021 5,699 66,492 (0%) 0% 2.1 12,025 Common Stock
Patricia C. Hirano See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 23 Jan 2021 11,964 119,104 (0%) 0% 2.1 25,244 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 40,000 161,932 - - Employee stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 40,000 40,000 - - Employee stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 40,000 81,887 - - Employee stock option (right to buy)
Anish Bhatnagar Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 2,100,000 4,097,098 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 282,000 541,059 - - Employee stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 40,000 40,000 - - Employee stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 40,000 91,738 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jan 2021 323,000 634,500 - - Employee stock option (right to buy)
William G. Harris Director Sale of securities on an exchange or to another person at price $ 1.74 per share. 30 Oct 2020 2,497 66,271 (0%) 0% 1.7 4,345 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2020 7,902 68,768 (0%) 0% 0 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 1.74 per share. 30 Oct 2020 10,057 1,148,876 (2%) 0% 1.7 17,499 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 1.74 per share. 30 Oct 2020 6,609 22,208 (0%) 0% 1.7 11,500 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 1.72 per share. 31 Jul 2020 5,469 5,469 (0%) 0% 1.7 9,407 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 1.72 per share. 31 Jul 2020 10,174 10,174 (0%) 0% 1.7 17,499 Common Stock
Stuart J.M. Collinson Director Grant, award, or other acquisition of securities at price $ 1.72 per share. 31 Jul 2020 1,018 1,018 (0%) 0% 1.7 1,751 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 1.72 per share. 31 Jul 2020 6,686 6,686 (0%) 0% 1.7 11,500 Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.65 per share. 26 Jun 2020 2,424,242 4,157,042 (9%) 5% 1.6 3,999,999 Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.65 per share. 26 Jun 2020 5,151,517 11,368,862 (25%) 11% 1.6 8,500,003 Common Stock
Andrew Sinclair Director Purchase of securities on an exchange or from another person at price $ 1.65 per share. 26 Jun 2020 3,333,330 10,302,602 (23%) 7% 1.7 5,499,995 Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.97 per share. 10 Jun 2020 339,083 2,071,883 (4%) 0% 2.0 666,807 Common Stock
Larry N. Feinberg Ten Percent Owner Sale of securities on an exchange or to another person at price $ 3.34 per share. 05 Jun 2020 49,325 805,918 (1%) 0% 3.3 164,578 Common Stock, par value $0.001 per share ("Common Stock")
Larry N. Feinberg Ten Percent Owner Sale of securities on an exchange or to another person at price $ 3.40 per share. 05 Jun 2020 150,918 655,000 (1%) 0% 3.4 513,302 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 9,530 9,530 - - Employee stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 9,530 9,530 - - Employee stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 9,530 9,530 - - Employee stock option (right to buy)
Anish Bhatnagar Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 350,000 350,000 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 10,000 10,000 - - Employee stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 9,530 9,530 - - Employee stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 9,530 9,530 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2020 35,000 35,000 - - Employee stock option (right to buy)
William G. Harris Director Grant, award, or other acquisition of securities at price $ 3.05 per share. 30 Apr 2020 3,084 3,084 (0%) 0% 3.0 9,406 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 3.05 per share. 30 Apr 2020 5,738 5,738 (0%) 0% 3.1 17,501 Common Stock
Stuart J.M. Collinson Director Grant, award, or other acquisition of securities at price $ 3.05 per share. 30 Apr 2020 3,553 3,553 (0%) 0% 3.1 10,837 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 3.05 per share. 30 Apr 2020 3,086 3,086 (0%) 0% 3.0 9,412 Common Stock
James H. Mackaness Chief Financial Officer Grant, award, or other acquisition of securities at price $ 3.35 per share. 23 Jan 2020 10,000 10,000 (0%) 0% 3.4 33,500 Common Stock
Anish Bhatnagar Chief Executive Officer Grant, award, or other acquisition of securities at price $ 3.35 per share. 23 Jan 2020 381,000 381,000 (0%) 0% 3.4 1,276,350 Common Stock
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 3.35 per share. 23 Jan 2020 55,500 55,500 (0%) 0% 3.4 185,925 Common Stock
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 3.35 per share. 23 Jan 2020 116,500 116,500 (0%) 0% 3.4 390,275 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 3.35 per share. 22 Jan 2020 5,616 5,616 (0%) 0% 3.4 18,814 Common Stock
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 3.35 per share. 22 Jan 2020 10,448 10,448 (0%) 0% 3.4 35,001 Common Stock
Stuart J.M. Collinson Director Grant, award, or other acquisition of securities at price $ 3.35 per share. 22 Jan 2020 6,866 6,866 (0%) 0% 3.3 23,001 Common Stock
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 3.35 per share. 22 Jan 2020 5,827 5,827 (0%) 0% 3.3 19,520 Common Stock
Gwen A. Melincoff Director Purchase of securities on an exchange or from another person at price $ 1.54 per share. 19 Nov 2019 10,000 10,000 (0%) 0% 1.5 15,364 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.20 per share. 25 Oct 2019 1,666,667 6,217,345 (13%) 3% 1.2 2,000,000 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.20 per share. 25 Oct 2019 897,083 1,732,800 (3%) 2% 1.2 1,076,500 Common Stock
Andrew Sinclair Director Purchase of securities on an exchange or from another person at price $ 1.20 per share. 25 Oct 2019 2,300,000 6,969,272 (15%) 5% 1.2 2,760,000 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.14 per share. 26 Jul 2019 49,569 2,665,050 (5%) 0% 2.1 106,207 Common Stock, par value $0.001 per share ("Common Stock")
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.14 per share. 26 Jul 2019 7,500 350,334 (0%) 0% 2.1 16,070 Common Stock
William G. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 13,000 13,000 - - Employee stock option (right to buy)
Ernest Mario Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 13,000 13,000 - - Employee stock option (right to buy)
Stuart J.M. Collinson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 13,000 13,000 - - Employee stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 13,000 13,000 - - Employee stock option (right to buy)
Andrew Sinclair Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 13,000 13,000 - - Employee stock option (right to buy)
Birgitte Volck Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 20,000 20,000 - - Employee stock option (right to buy)
Gwen A. Melincoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2019 20,000 20,000 - - Stock Option (Right to buy)
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 200 783,145 (1%) 0% 2.0 398 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 10,818 767,297 (1%) 0% 2.0 21,517 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.03 per share. 21 Mar 2019 5,000 772,297 (1%) 0% 2.0 10,130 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 1,200 773,497 (1%) 0% 2.0 2,388 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.97 per share. 21 Mar 2019 8,448 781,945 (1%) 0% 2.0 16,629 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.96 per share. 21 Mar 2019 200 782,145 (1%) 0% 2.0 392 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.98 per share. 21 Mar 2019 800 782,945 (1%) 0% 2.0 1,581 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.00 per share. 21 Mar 2019 7,300 790,445 (1%) 0% 2 14,600 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.00 per share. 21 Mar 2019 800 791,245 (1%) 0% 2 1,600 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 10,572 801,817 (1%) 0% 2.0 20,991 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.93 per share. 21 Mar 2019 33,900 835,717 (1%) 0% 1.9 65,376 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.32 per share. 21 Mar 2019 111,407 111,407 (0%) 0% 2.3 258,275 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.37 per share. 21 Mar 2019 147,645 259,052 (0%) 0% 2.4 350,155 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.31 per share. 21 Mar 2019 30,014 289,066 (0%) 0% 2.3 69,347 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.23 per share. 21 Mar 2019 42,745 331,811 (0%) 0% 2.2 95,415 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.05 per share. 21 Mar 2019 100,000 431,811 (0%) 0% 2.0 204,580 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.11 per share. 21 Mar 2019 8,970 440,781 (0%) 0% 2.1 18,936 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.09 per share. 21 Mar 2019 11,243 452,024 (1%) 0% 2.1 23,492 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.96 per share. 21 Mar 2019 146,230 598,254 (1%) 0% 2.0 286,260 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.95 per share. 21 Mar 2019 5,000 603,254 (1%) 0% 1.9 9,749 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.09 per share. 21 Mar 2019 10,000 613,254 (1%) 0% 2.1 20,871 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.14 per share. 21 Mar 2019 30,000 643,254 (1%) 0% 2.1 64,197 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.05 per share. 21 Mar 2019 47,293 690,547 (1%) 0% 2.1 97,026 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.03 per share. 21 Mar 2019 2,100 692,647 (1%) 0% 2.0 4,262 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.08 per share. 21 Mar 2019 6,000 698,647 (1%) 0% 2.1 12,496 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 21,953 720,600 (1%) 0% 2.0 43,675 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.99 per share. 21 Mar 2019 10,562 731,162 (1%) 0% 2.0 20,981 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.94 per share. 21 Mar 2019 20,769 751,931 (1%) 0% 1.9 40,327 Common Stock
Jack W. Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.96 per share. 21 Mar 2019 4,548 756,479 (1%) 0% 2.0 8,913 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.22 per share. 14 Mar 2019 13,548 342,834 (0%) 0% 1.2 16,568 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.20 per share. 14 Mar 2019 128 329,286 (0%) 0% 1.2 154 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.22 per share. 14 Mar 2019 20,360 855,243 (1%) 0% 1.2 24,898 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.20 per share. 14 Mar 2019 192 834,883 (1%) 0% 1.2 230 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.22 per share. 14 Mar 2019 95,235 2,615,481 (5%) 0% 1.2 116,463 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.20 per share. 14 Mar 2019 900 2,520,246 (5%) 0% 1.2 1,080 Common Stock, par value $0.001 per share ("Common Stock")
Anish Bhatnagar Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2019 250,000 250,000 - - Employee stock option (right to buy)
Kristen Yen See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2019 60,000 60,000 - - Employee stock option (right to buy)
Jonathan Wolter Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2019 10,000 10,000 - - Employee stock option (right to buy)
Patricia C. Hirano See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2019 66,000 66,000 - - Employee stock option (right to buy)
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.61 per share. 21 Dec 2018 3,031,002 4,550,678 (14%) 9% 1.6 4,868,699 Common Stock, par value $0.001 per share ("Common Stock")
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Dec 2018 151,550 1,276,110 - - Common Stock Warrant (Right to Buy)
Andrew Sinclair None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2018 20,000 20,000 - - Stock Option (right to buy)
Andrew Sinclair None Purchase of securities on an exchange or from another person at price $ 1.60 per share. 21 Dec 2018 4,669,272 4,669,272 (14%) 14% 1.6 7,470,835 Common Stock
Andrew Sinclair None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Dec 2018 4,669,272 4,669,272 - - Warrant
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.61 per share. 19 Dec 2018 283,268 834,691 (3%) 1% 1.6 455,013 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.61 per share. 19 Dec 2018 112,062 329,158 (1%) 0% 1.6 180,005 Common Stock
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Dec 2018 42,490 42,490 - - Common Stock Warrant (Right to Buy)
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Dec 2018 14,163 14,163 - - Common Stock Warrant (Right to Buy)
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Dec 2018 5,603 5,603 - - Common Stock Warrant (Right to Buy)
Larry N. Feinberg Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.61 per share. 19 Dec 2018 849,805 2,519,346 (11%) 3% 1.6 1,365,042 Common Stock, par value $0.001 per share ("Common Stock")
Jonathan Wolter Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2018 24,000 24,000 - - Employee stock option (right to buy)
Mahendra Gopaldas Shah None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2018 15,931 15,931 - - Employee stock option (right to buy)
William G. Harris None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2018 15,931 15,931 - - Employee stock option (right to buy)
Ernest Mario Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 2.04 per share. 11 Jun 2018 3,606 475,324 (2%) 0% 2.0 7,356 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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